95 results
8-K
EX-99.1
LPLA
LPL Financial Holdings Inc
30 Apr 24
Key Financial Results
4:13pm
investigation into compliance with records preservation requirements for business-related electronic communications stored on personal devices … a potential settlement with the Company to resolve its civil investigation of the Company's compliance with records preservation requirements for business
8-K
EX-99.1
LPLA
LPL Financial Holdings Inc
1 Feb 24
Fourth Quarter 2023 Key Financial Results
4:11pm
of the civil monetary penalty and definitive documentation in connection with the settlement of the industry-wide civil investigation into compliance … quarter of 2023 related to an investigation of the Company’s compliance with records preservation requirements for business-related electronic
8-K
EX-5.1
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17 Nov 23
Entry into a Material Definitive Agreement
4:15pm
8-K
EX-4.1
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17 Nov 23
Entry into a Material Definitive Agreement
4:15pm
424B5
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13 Nov 23
Prospectus supplement for primary offering
7:01am
8-K
EX-1.1
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9 Nov 23
Regulation FD Disclosure
7:00am
424B5
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8 Nov 23
Prospectus supplement for primary offering
8:34am
8-K
EX-99.1
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26 Oct 23
Key Financial Results
4:07pm
S-3/A
EX-4.2
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17 Oct 23
Shelf registration (amended)
4:50pm
S-3/A
EX-5.1
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17 Oct 23
Shelf registration (amended)
4:50pm
S-3
EX-5.1
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22 Sep 23
Shelf registration
7:36am
S-3
EX-4.2
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22 Sep 23
Shelf registration
7:36am